A review of the SEC Participating Affiliate No-Action Letters’ relief from Investment Advisers Act of 1940 registration for foreign investment advisers

Cohen, Wendy E.; Dickstein, David Y.; Hennion, Christian B.; Marshall, Richard D.; Yacker, Allison C.; Zinman, Lance A.

期刊名称Journal of Investment Compliance
作者Cohen, Wendy E.; Dickstein, David Y.; Hennion, Christian B.; Marshall, Richard D.; Yacker, Allison C.; Zinman, Lance A.
卷第18卷
期第4期
印刷ISSN1528-5812
文件大小99.05KB
发表时间2017-11-06
DOI10.1108/JOIC-08-2017-0057
页码22-28

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