![A review of the SEC Participating Affiliate No-Action Letters’ relief from Investment Advisers Act of 1940 registration for foreign investment advisers]()
A review of the SEC Participating Affiliate No-Action Letters’ relief from Investment Advisers Act of 1940 registration for foreign investment advisersCohen, Wendy E.; Dickstein, David Y.; Hennion, Christian B.; Marshall, Richard D.; Yacker, Allison C.; Zinman, Lance A. · Journal of Investment Compliance · 2017